Jun 18, 2018 - Jun 19, 2018 Grace Hotel Sydney, 77 York street, Sydney, NSW Australia

The Compliance, Culture & Conduct Risk in Financial Services Forum will feature presentations on how to improve conduct and restore trust.

18th June 2018 - Day 1

Participants registration and refreshments.

Chairman’s address to the gathering.


  • Richard Walker, Director, Luxford Partners
  • Update on global regulatory developments across the financial services sector
  • Comparison of risk culture requirements by jurisdiction and regulatory approaches to risk culture assessments
  • Global case studies on conduct risk issues and associated regulatory interventions


  • Natasha Hall, Managing Director, Hall Advisory Services Pty. Ltd.

Refreshments and Networking opportunity for participants.

Viewing conduct risk in the context of: other risks, your overall business strategy, your  organisations culture.


  • Peter Deans, Chief Risk Officer, BOQ
  • What is the psychology of risk
  • Social license (internal and external) & Risk
  • Why compliance is not enough
  • Building risk Culture and the Role of the Risk Leader


  • Dr Gavriel Schneider, Group CEO, Risk2Solution


  • Peter Jolly, Global Head of Research, National Australia Bank

Lunch and Networking opportunity for participants.

  • Ways to improve existing processes
  • Learn how to make small changes that work with existing processes to generate large results
  • Understanding how behavioural insights can be applied to compliance
  • Latest cutting-edge research


  • Ravi Dutta, Advisor, Behavioural Insights Team
  • The risk of failure to meet regulatory requirements or manage changes in regulatory requirements
  • Breach reporting
  • Preventing and responding to investigations, fines or regulatory sanction


  • David Jacobson, Principal, Bright Corporate Law

Refreshments and Networking opportunity for participants.

  • Explore insurance industry and how BEAR could impact
  • Insurance law: Bear- still changing
  • APRA, insurance sector and BEAR
  • Director, Officer and Underwriter perspectives


  • Grace Borsellino, Teaching Focused Role – Academic (lecturer), Dean’s Unit – School Of Law, Western Sydney University
  • Disruptors
  • Technology/RegTech and Compliance automation
  • Keeping up with Regulation
  • Building trust, best practices and raising standards
  • Rising costs of compliance


  • Richard Walker, Director, Luxford Partners

Panel Chair:

  • Karl Turner, Group Chief Risk Officer, Flexigroup
  • David Nichols, Chief Risk Officer, Xinja
  • Jo Tornatore-Gallo, Head of Operational Risk Analysis & Management, RBC Capital Markets
  • Phil Budge, Chief Risk Officer, REST
  • Anatoly Kirievsky, Head of Compliance, OPTIVER APAC
  • Helen Carroll, National Manager, Conduct and Planner Risk Insights| Advice & Private Wealth, BT FINANCIAL GROUP
  • Closing remarks from the Chair and vote of thanks by the Chairman
  • Drinks and networking reception

Interested in speaking?


We are on the look out for insightful and unique speakers. Click here to send us your details - be sure to include your areas of interest.

Upcoming Events

  1. Future Social Media Strategy 2018 Forum

    May 31 @ 8:00 am - June 1 @ 5:00 pm
  2. Data Governance 2018

    June 12 @ 8:00 am - June 13 @ 5:00 pm
  3. Compliance Culture & Conduct Risk in Financial Services Forum 2018

    June 18 @ 8:00 am - June 19 @ 5:00 pm
  4. Fund Tech 2018

    July 25 @ 8:00 am - July 26 @ 5:00 pm
  5. Superannuation Funds Tax 2018 Forum

    August 20 @ 8:00 am - August 21 @ 5:00 pm

About Us


IBR conferences specialises in the fields of Mining, Water, Energy, Finance, Marketing, Environment, Public Sectors and Sustainability. IBR Conferences Pty Ltd is a leading edge Australian company that provides corporate executives with tailored practical conferences keeping them up-to-date with latest business trends with in different industry sectors.



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