Conduct and compliance failings can be seen across financial services organisations, from retail and wholesale sides of business. Improving conduct within the financial services industry is an essential part of rebuilding trust and supporting sustainable growth. Especially in the environment of increased regulatory focus on compliance, culture and conduct.
The Compliance, Culture & Conduct Risk in Financial Services Forum will bring together senior executives from banks and financial institutions, regulators as well as their consultants and advisors focused on how to maintain and strengthen a robust risk and compliance framework under heightened regulatory scrutiny. The Compliance, Culture & Conduct Risk in Financial Services Forum will feature presentations on how to improve conduct and restore trust.
Do you want to find out:
Hear from industry experts on these key topics below:
6 reasons to attend
Hear from industry experts on these key topics below:
Conference highlights
- Understand what a good and bad risk culture looks like and drivers of conduct risk
- Identify factors that influence a positive culture
- Understand the importance of leadership for instilling the desired culture and conduct
- Share insights on how to apply a practical approach to assessing, monitoring and managing risk
- Be updated on the responsibilities for regulatory requirements
- Develop risk control framework to manage both financial and operational risks
- Embed good conduct across all operations and levels of seniority to secure a consistent approach
FEATURED SPEAKERS
DAVID JACOBSON,
Principal, Bright Corporate Law
PETER DEANS,
Chief Risk Officer, Bank of Queensland
HELEN CARROLL,
National Manager, Conduct and Planner Risk Insights, BT Financial Group
JEREMY SANDBROOK,
Chief Executive Officer at Integritas360
TO REGISTER
To register for the conference please download the brochure and fax the form to us or you can Register Online.
Registrations Manager:
IBR Conferences Pty Ltd
Tel: +61 (0) 2 9896 0776
Fax: +61 (0) 2 9896 0796
Email: register@ibrc.com.au
SPONSORSHIP OPPORTUNITIES:
Conference topics:
6 Benefits
- Be prepared for the rapidly changing financial services regulatory and compliance environment
- Develop conduct risk management framework to predict, measure, manage and mitigate risk
- Improve the organisational culture for good customer outcomes
- Improve Financial Planning culture and conduct risk
- Find out what does good culture look like and how can it be measured?
- Leverage RegTech and Compliance Automation solutions to streamline compliance
Who should attend:
This conference will bring together Compliance Managers, CRO/ Chief Risk Officers, Conduct Risk specialists, Legal, Regulatory Reporting Officers, GRC professionals from financial services organization; government agencies like ASIC and APRA; and RegTech, compliance and risk solution and service providers and Advisors, Lawyers and Risk Management consultants.