Forum
4th ANNUAL ERM SERIES 2020CONDUCT RISK, COMPLIANCE &CULTURE 2020 FORUM IN FINANCIAL SERVICES
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About Conduct Risk 2020
Conduct is a lens into the culture of organisations and improving conduct within the industry is an essential part of rebuilding trust and supporting future sustainable growth and with the regulatory focus on conduct expected to persist, firms will continue to face pressure to be alert and focussed on building trust, confidence and maintaining transparency. IBR’s 4th Annual Conference will be a platform to discuss ways of assessing operationalising risk management and how we can positively implement uplifting risk and compliance frameworks and systems and embed a risk appetite.
Risk Management

How Suncorp are assessing the management of non-financial and compliance risks in the three lines of defence model

Financial Analysis

Managing reputational risk in Financial Services and analysing employee management conduct and ownership and accountability initiatives from management

Trust and Confidence

DISCUSS what can be done to restore trust and confidence and how we can remove ambiguity around risky behaviour stemming from incentives

Accountability Regimes

Accountability Regimes, with much riding on the Banking Executive Accountability Regime (BEAR)

Benefits Of Attending
  • HEAR from Michelle Bain, EGM – Compliance and Reg Affairs, Chief Risk Office talk about how Suncorp are assessing the management of non-financial and compliance risks in the three lines of defence model and reviewing the different challenges posed with managing and measuring non-financial risks
  • LISTEN to James Wood, Managing Director, APAC Reputational Risk Approver, Credit Suisse talking about managing reputational risk in Financial Services and analysing employee management conduct and ownership and accountability initiatives from management
  • ASSESS how conduct risk is managed with an open floor discussion led by : Lisa Chambers, General Manager, Advice Monitoring, NAB and as the discussion takes place, it’s important we discuss how we drive risk culture, what do we define as an effective risk framework and how can we operationalise risk culture through understanding the need for processes and policies to address the root cause
  • DISCUSS what can be done to restore trust and confidence and how we can remove ambiguity around risky behaviour stemming from incentives with a presentation from Campbell Nicoll, Chief Risk Officer, Regional Australia Bank
  • HEAR from Elizabeth Sheedy, Professor, Department of Applied Finance, Macquarie Business School talk about Accountability Regimes, with much riding on the Banking Executive Accountability Regime (BEAR) and whether such regimes work and in what circumstances is BEAR likely to be most effective
Who Should Attend

Chief Risk Officer , Conduct Risk Specialist , Head of Compliance , Head of Internal Audit , Head of Risk Assurance , Head of Risk Models , Chief Compliance Officer , Senior Audit Manager , Group Compliance manager , Regulatory Reporting Officer

RECORDING OF SESSIONS WILL BE PROVIDED
TO REGISTERED DELEGATES*
*If you cannot watch all the live sessions, we can send you the recording of sessions you have missed

Conduct Risk 2020 Speakers
Learn speakers of the Conduct Risk 2020.
Senior Executive Leader - Market Supervision, ASIC
General Manager, Advice Monitoring, NAB
Managing Director, Apac Reputational Risk Approver, Credit Suisse
Former Head of Risk Models and Support, Business Banking Risk, Bendigo and Adelaide Bank
Director, Stephen Huppert Consulting
Head of Internal Audit for Wealth, Banking and New Zealand, AMP Ltd
Chief Risk Officer, Mine Super
CEO, Governance Institute of Australia
Head of the Ethics Alliance, The Ethics Centre
Chief Operating Officer, Executive Director, Policy & Risk Management AFIA
General Manager and COO, ACI Australia
Head of IT Risk and Compliance & Risk Futurist, Atlassian
Department of Applied Finance, Macquarie Business School
CEO, SlicedTech and AIIA Federal Council Member
Independent Consultant
Risk Management Specialist, Eftpos Australia
EGM - Compliance and Reg Affairs, Chief Risk Office, Suncorp
Group Whistleblowing Officer, Enterprise Risk Management, AMP Ltd
Director, Human Rights & Social Impact Services, KPMG
Get Involved
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Event Exhibitor
Conduct Risk 2020 Schedule
Learn schedule, program and topics of the Conduct Risk 2020.
  • Assessing your governance framework against ASIC’s priorities for the year ahead
  • Discovering how ASIC are implementing strategic priorities in the supervision of market intermediaries
  • Understanding how we can improve governance and accountability
  • Analysing employee management conduct and ownership and accountability initiatives from management
  • Implementing the Royal Commission recommendations and discussing a summary of the findings
  • Assessing the importance of trust, transparency and accountability
  • Assessing the management of non-financial and compliance risks in the three lines of defence model
  • Reviewing the different challenges posed with managing and measuring non-financial risks
  • Assessing how the risk organization is set up across the
    three lines of defence to improve agility, transparency and
    effectiveness in the assessment, prioritization and management of non-financial risks

THIS SESSION WILL ADDRESS:

  • Risk management responsibilities: The role of the board vs executive management
  • Managing culture in complex environments
  • Non-financial risk reporting
  • Accountability, performance and remuneration
  • Reporting: Connecting the dots and closing loops

It’s important to recognise that although tone is set from
the top, the middle management and those starting out
are where there needs to be more focus to help develop
the strong ethical foundation needed to allow successful
cultures to flourish.

  • How can we identify an ethical culture? Let’s look for the
    positive signs..
  • Do we need to adjust our language?
  • What difference can The Banking and Finance Oath make?

DETERMINING HOW TO MEASURE RISK CULTURE AND ENHANCE A TRANSPARENCY MODEL

  • What creates fear and how does this influence risk decisions?
  • How can we remove a culture of fear?
  • How can we support mental health, wellbeing and protect human risk?
  • What responsibility does the board and executive level have in respect to risk culture
  • How can we implement a compliance culture from the top down?
  • Making the change from viewing risk as a negative to a
    positive risk mindset.
    • This session will be in a presentation format but allow open Q&A, debate and discussion to take place with the delegation. The following will be discussed:
    • How is conduct risk managed?
    • How can we drive risk culture and what do we define as an effective risk framework?
    • How can we operationalise risk culture through understanding the need for processes and policies to address the root cause?
    • How can we create cohesiveness to manage risk through hiring the right people, providing the right training and
      support programmes?
    • Get the balance right
    • Focus on what counts, not just tick the boxes
    • Conduct/culture needs to be part of your DNA
    • Much is riding on the Banking Executive Accountability Regime (BEAR), but do such regimes work?
    • Is deferred remuneration effective for improving executive conduct?
    • What are the possible adverse consequences of the BEAR and deferred remuneration?
    • In what circumstances is BEAR likely to be most effective?
    • Find out about research in this area
    • Assessing new reporting requirements with respect to
      the risks of modern slavery practices
    • The importance of conducting due diligence with respect to suppliers
    • Analysing the challenges of precise supply chain identific
      ation
    • Reporting on risks of modern slavery practices operationally and in the supply chain
    • Looking at what technologies can be utilised in dealing with high risk elements within the supply chain and a high volume of suppliers
    • How are companies dealing with the guidance on whistleblowing?
    • How are we operationalising the policy?
    • Does it apply to you and what were the changes?
    • How are we tracking in revamping the design programme and policy in conjunction with the changing legislative landscape?
    • Uplifting risk and compliance frameworks and systems
    • Embedding risk appetite
    • Articulating desired state of risk culture
    • Risk culture diagnostics
    • Alignment of remuneration with desired risk outcomes
    • Conduct risk management frameworks

    PANELLISTS:

    VASYL NAIR, Deputy CEO, Mine Super

    KARL TURNER, Chief Operating Officer, Executive
    Director, Policy & Risk Management
    AFIA

    JASON MCCLURE, CEO, SlicedTech and AIIA Federal Council Member

    LESLEY BURVILL, Risk Management Specialist,Eftpos Australia

    • Making a change – how can we create the agility to respond to customer’s needs with the openness required to run a business and managed risk combined?
    • How can we create transparency as the end goal in the equation with the right people who have the right values?
    • Is mismanagement at the core of the problem and if so, what should we be doing to build the foundations to manage risk and compliance to the best of our ability?

    The importance of risk culture has been highlighted both through the Royal Commission, and by regulators across the world.

    • How do you manage risk culture?
    • How do you know that your risk culture is appropriate?

    This presentation will cover what contributes to an overall
    culture, roles and responsibilities in setting, embedding
    and monitoring culture, and how to measure/ understand
    the culture you have (and how to move towards the
    culture you want)

    Conduct Risk 2020 Resource
    Download a copy of the event brochure and know more about the venue.
    Registation Packages
    Learn about registation Prices and offers for Conduct Risk 2020.
    Early Registration
    Register before 30th September
    $1,595 + GST
    Normal Registration
    Register after 30th September
    $1,695 + GST
    1 DAY PRICING
    1 Day Online Conference
    $995 + GST
    GROUP REGISTRATION
    GROUP DISCOUNT PRICING FOR 4 PEOPLE
    $3,190 + GST

    4 People can attend the two days Conference ($797.50 +GST PER PERSON)

    Click on the button below and fill the form to confirm your registration.

    25
    Speakers
    2
    Days
    100
    Participants
    20
    Sessions
    1
    Venue
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