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18 Jun
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Conduct and compliance failings can be seen across financial services organisations, from retail and wholesale sides of business. Improving conduct within the financial services industry is an essential part of rebuilding trust and supporting sustainable growth. Especially in the environment of increased regulatory focus on compliance, culture and conduct.

The Compliance, Culture & Conduct Risk in Financial Services Forum will bring together senior executives from banks and financial institutions, regulators as well as their consultants and advisors focused on how to maintain and strengthen a robust risk and compliance framework under heightened regulatory scrutiny. The Compliance, Culture & Conduct Risk in Financial Services Forum will feature presentations on how to improve conduct and restore trust.

Do you want to find out:

Hear from industry experts on these key topics below:

  • What is the cost of getting culture, conduct and compliance wrong?
  • How do you demonstrate that your organisation is adequately addressing conduct risk?
  • How might you reform your organisational culture?
  • What does ethical culture look like and how does it reduce misconduct?

6 reasons to attend

Hear from industry experts on these key topics below:

  • Be prepared for the rapidly changing financial services regulatory and compliance environment
  • Develop conduct risk management framework to predict, measure, manage and mitigate risk
  • Improve the organisational culture for good customer outcomes
  • Improve Financial Planning culture and conduct risk
  • Find out what does good culture look like and how can it be measured?
  • Leverage RegTech and Compliance Automation solutions to streamline compliance

Conference highlights

  1. Understand what a good and bad risk culture looks like and drivers of conduct risk
  2. Identify factors that influence a positive culture
  3. Understand the importance of leadership for instilling the desired culture and conduct
  4. Share insights on how to apply a practical approach to assessing, monitoring and managing risk
  5. Be updated on the responsibilities for regulatory requirements
  6. Develop risk control framework to manage both financial and operational risks
  7. Embed good conduct across all operations and levels of seniority to secure a consistent approach

FEATURED SPEAKERS

David JacobsonDAVID JACOBSON,
Principal, Bright Corporate Law

Peter DeansPETER DEANS,
Chief Risk Officer, Bank of Queensland

Helen CarrollHELEN CARROLL,
Business Lead, Royal Commission | Advice & Private Wealth, BT Financial Group

Jeremy SandbrookJEREMY SANDBROOK,
Chief Executive Officer at Integritas360

View all speakers

TO REGISTER

To register for the conference please download the brochure and fax the form to us or you can Register Online.

Registrations Manager:
IBR Conferences Pty Ltd
Tel: +61 (0) 2 9896 0776
Fax: +61 (0) 2 9896 0796
Email: register@ibrc.com.au

SPONSORSHIP OPPORTUNITIES:

If you would like to know more about sponsorship, exhibition and business development opportunities; please get in touch with us at sponsorship@ibrc.com.au.

Conference topics:

  • Improving culture and behaviour
  • Developing a Conduct Risk Strategy
  • Implementing an effective Risk Framework
  • Keeping up with rapid change of Compliance & Regulation requirements
  • Managing whistle blowers in financial services
  • Responsible lending and mortgage risk
  • Update on Banking Executive Accountability Regime’ (BEAR)
  • Managing remuneration packages and conduct risk
  • Managing culture across organisations: Financial Planning; Super, Retail, Insurance, Investment
  • KYC & AML and other regulatory requirements
  • Product Development process and Conduct Risk
  • RegTech and Compliance Automation
  • Managing all types of risk: credit, mortgage, treasury, operational, cyber risk, financial fraud, reputation, internal and external risk and regulatory risk
  • Banking Royal Commission implications

6 Benefits

  1. Be prepared for the rapidly changing financial services regulatory and compliance environment
  2. Develop conduct risk management framework to predict, measure, manage and mitigate risk
  3. Improve the organisational culture for good customer outcomes
  4. Improve Financial Planning culture and conduct risk
  5. Find out what does good culture look like and how can it be measured?
  6. Leverage RegTech and Compliance Automation solutions to streamline compliance

Who should attend:

This conference will bring together Compliance Managers, CRO/ Chief Risk Officers, Conduct Risk specialists, Legal, Regulatory Reporting Officers, GRC professionals from financial services organization; government agencies like ASIC and APRA; and RegTech, compliance and risk solution and service providers and Advisors, Lawyers and Risk Management consultants.

Interested in speaking?

 

We are on the look out for insightful and unique speakers. Click here to send us your details - be sure to include your areas of interest.

Upcoming Events

 
  1. Superannuation Funds Tax 2018 Forum

    August 20 @ 8:00 am - August 21 @ 5:00 pm
  2. Fund Tech 2018- Superfunds Technology, Innovation & Disruption Forum

    September 4 @ 8:00 am - September 5 @ 5:00 pm
  3. Asset Segregation 1 Day Interactive Workshop

    September 19 @ 8:00 am - 5:00 pm
  4. Investigating Future Social Media Strategy: Public Sector Congress 2018

    October 15 @ 8:00 am - October 16 @ 5:00 pm
  5. Post Retirement Australia 2018 conference

    October 16 @ 8:00 am - October 17 @ 5:00 pm

About Us

 

IBR conferences specialises in the fields of Mining, Water, Energy, Finance, Marketing, Environment, Public Sectors and Sustainability. IBR Conferences Pty Ltd is a leading edge Australian company that provides corporate executives with tailored practical conferences keeping them up-to-date with latest business trends with in different industry sectors.

Careers

 

Join IBR Conference and be part of a world class team of ambitious, talented people.

People who are consistently pushing the bounda- ries of innovation in the world of conferences, seminars and knowledge management.

View Careers.

Contact Info

 

We would love to hear from you and interact with you. Feel free to get in touch with us.

Phone: (+61 2) 9896 0776
Email: register@ibrc.com.au
Address: PO BOX 411, Wentworthville,
NSW 2145